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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

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EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

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EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

SUP 5.5 Duties of firms

DEPP 6.2 Deciding whether to take action

SUP 16.23 Annual Financial Crime Report

SUP 9.2 Making a request for individual guidance

SUP 5.3 Policy on the use of skilled persons

SUP 18.2 Insurance business transfers

GEN 2.2 Interpreting the Handbook

CREDS 2.2 General provisions

REC 6.7 Notification rules for overseas recognised bodies

SUP 16.12 Integrated Regulatory Reporting

SYSC 5.2 Certification regime

SUP 10C.10 Application for approval and withdrawing an application for approval

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation