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EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

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COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

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PERG 4.9 Agreeing to carry on a regulated activity

CASS 7.14 Client money held by a third party

CREDS 8.3 Approved persons

COBS 6.4 Disclosure of charges, remuneration and commission

PERG 14.4A Activities relating to regulated sale and rent back agreements

REC 2.8 Settlement and clearing facilitation services

REC 3.16 Information technology systems

COLL 9.3 Section 272 recognised schemes

PERG 8.8 Having an effect in the United Kingdom

BIPRU 13.5 CCR standardised method

REC 2.14 Rules and consultation

SUP 8.9 Decision making

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

IPRU-INV 12.1 APPLICATION AND PURPOSE

SUP 3.8 Rights and duties of auditors

PERG 5.14 Exemptions

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts