Search Result

641 - 660 of 1582 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

CONC App 1.3 Exemption of certain credit agreements secured on land

As Published: 2014

CONC App 1.3 Exemption of certain credit agreements secured on land

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3