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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

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REC 3.26 Proposals to make regulatory provision

COCON 4.2 Specific guidance on senior manager conduct rules

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

SYSC 19D.1 Application and purpose

COLL 5.1 Introduction

PERG 4.11 Link between activities and the United Kingdom

SUP 12.7 Notification requirements

BIPRU 7.9 Use of a CAD 1 model

COLL 9.4 Facilities in the United Kingdom

MAR 9.3 Notification and information

SUP 5.3 Policy on the use of skilled persons

LR 17.3 Requirements with continuing application

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading