Search Result

141 - 160 of 1499 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose