Search Result

841 - 860 of 1368 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

…

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

…

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

…

EG 13.8 Power to apply to court for a provisional liquidator

As Published: 2016

EG 13.8 Power to apply to court for a provisional liquidator

…

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

…

EG 15.5 Removal of a disqualification

As Published: 2016

EG 15.5 Removal of a disqualification

…

SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

…

FEES 12.3 Late payments and recovery of unpaid levies

As Published: 2015

FEES 12.3 Late payments and recovery of unpaid levies

…

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

…

IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

…

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

…

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

…

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

…

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

…

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

…

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

…

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

…

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

…