Search Result

661 - 680 of 951 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8A.1 Application, purpose and interpretation

As Published: 2014

SUP 8A.1 Application, purpose and interpretation

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

ICOBS 2.3 Inducements

As Published: 2008

ICOBS 2.3 Inducements

MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

REC 3.23 Default

As Published: 2011

REC 3.23 Default

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions