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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

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Similar To

PERG 16.3 Managing an AIF

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

IFPRU 4.2 Standardised approach

DISP 2.7 Is the complainant eligible?

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

SUP 16.17 Remuneration reporting

DEPP 1.1 Application and Purpose

FEES 6.1 Application

MCOB 6.9 Regulated sale and rent back agreements

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach