Search Result

281 - 300 of 1577 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application