Search Result

181 - 200 of 945 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

As Published: 2007

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

As Published: 2006

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

MCOB 4A.3 Record of recommendation

As Published: 2016

MCOB 4A.3 Record of recommendation

SUP 17A.1 Application

As Published: 2017

SUP 17A.1 Application