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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

As Published: 2015

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PR App 1.1

As Published: 2005

PR App 1.1

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries