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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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LR 1.4 Miscellaneous

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

REC 4.3 Risk assessments for UK recognised bodies

DEPP 3.1 The Regulatory Decisions Committee

REC 6.7 Notification rules for overseas recognised bodies

EG 4.13 Preliminary findings letters and preliminary investigation reports

DEPP 7.1 Application and purpose

SUP 13.4 Providing cross border services into another EEA State

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

REC 4.2C Control over a UK RIE

SUP 13.3 Establishing a branch in another EEA State

LR 3.2 Application for admission to listing

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

LR 5.4A Transfer between listing categories: Equity shares

DEPP 3.3 Straightforward decisions

SYSC 19D.3 Remuneration principles

SYSC 19A.3 Remuneration principles for IFPRU investment firms

DEPP 4.2 Urgent statutory notice cases

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

LR 4.4 Miscellaneous