Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

…

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

…

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

…

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

…

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 4.2 Half-yearly financial reports

DTR 4.4 Exemptions

LR 17.3 Requirements with continuing application

SYSC 7.1 Risk control

DISP 1.1 Purpose and application

PERG 13.5 Exemptions from MiFID

COLL 12.4 UCITS product passport

LR 9.2 Requirements with continuing application

DTR 5.11 Non EEA State issuers

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

SUP 14.1 Application and purpose

DISP 1.11 The Society of Lloyd's

CREDS 2.2 General provisions

LR 8.3 Role of a sponsor: general

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 18.4 Friendly Society transfers and amalgamations

PERG 2.5 Investments and activities: general

LR 8.4 Role of a sponsor: transactions

CASS 9.4 Information to clients concerning custody assets and client money

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes