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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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Similar To

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

BIPRU 9.5 Synthetic securitisation

APER 3.2 Factors relating to all Statements of Principle

APER 3.3 Factors relating to Statements of Principle 5 to 7

IFPRU 11.3 Group recovery plans

APER 4.7 Statement of Principle 7

PERG 6.7 Examples

COLL 11.4 Depositaries

BIPRU 8.7 Consolidated capital resources requirements

SYSC 13.9 Outsourcing

DTR 5.4 Aggregation of managed holdings

CASS 7.15 Records, accounts and reconciliations

COBS 6.1C Consultancy charging and remuneration

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

BIPRU 1.1 Application

BIPRU 9.3 Requirements for originators and sponsors

LR 3.4 Debt and other securities

COLL 4.8 Notifications for UCITS master-feeder arrangements

REC 3.9 Fees and incentive schemes