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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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DTR 8.4 Continuing obligations

DISP 1.1 Purpose and application

SYSC 19D.3 Remuneration principles

SUP App 3.6 Freedom to provide services

ICOBS 8.4 Employers’ Liability Insurance

SUP 18.4 Friendly Society transfers and amalgamations

SUP 13.4 Providing cross border services into another EEA State

FEES 3.2 Obligation to pay fees

DISP 1.11 The Society of Lloyd's

BIPRU 7.10 Use of a Value at Risk Model

RCB 2.3 Determination of registration

SYSC 12.1 Application

COLL 11.6 Winding up, merger and division of master UCITS

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading