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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients