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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports