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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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Similar To

BIPRU 12.8 Cross-border and intra-group management of liquidity

SUP 15.8 Notification in respect of particular products and services

REC 4.2F Information gathering power on FCA’s own initiative

MAR 6.2 Purpose

FEES 1.1 Application and Purpose

SUP 10C.11 Statements of responsibilities

LR 1.4 Miscellaneous

IFPRU 4.6 Internal ratings based approach: probability of default

EG 7.2 Alternatives to sanctions

LR 8.6 Criteria for approval as a sponsor

LR 5.6 Reverse takeovers

SUP 8.1 Application and purpose

DTR 5.4 Aggregation of managed holdings

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation