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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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SUP 16.5 Annual Close Links Reports

DTR 8.4 Continuing obligations

PERG 2.8 Exclusions applicable to particular regulated activities

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 15.7 Form and method of notification

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

PERG 8.4 Invitation or inducement

ICOBS 8.4 Employers’ Liability Insurance

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 2.6 Specified investments: a broad outline

DEPP 4.1 Executive decision maker

SUP 14.6 Cancelling qualification for authorisation

SUP 12.2 Introduction

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

PERG 8.17 Financial promotions concerning agreements for qualifying credit

COBS 2.4 Agent as client and reliance on others

REC 1.1 Application

EG 7.1 The FCA’s use of sanctions