Search Result

141 - 160 of 1512 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction