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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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Similar To

SYSC 13.1 Application

LR App 1.1 Relevant definitions

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REC 3.14A Operation of a regulated market or MTF

SUP 10C.1 Application

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy