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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

…

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

…

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

…

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

…

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

…

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

…

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

…

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

…

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

…

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

…

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

…

SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

…

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

…

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

…

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

…

COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

…

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

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