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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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DISP App 3.4 Root cause analysis

As Published: 2017

DISP App 3.4 Root cause analysis

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

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MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

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MCOB 7A.1 Application and general

As Published: 2015

MCOB 7A.1 Application and general

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MCOB 7A.3 Early repayment disclosure

As Published: 2016

MCOB 7A.3 Early repayment disclosure

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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