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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

COND 1.1A Application

As Published: 2013

COND 1.1A Application

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

LR App 2.1

As Published: 2005

LR App 2.1

IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping