Search Result

341 - 360 of 1697 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

PR App 1.1

As Published: 2005

PR App 1.1

CONC 5.2 Creditworthiness assessment: before agreement

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties