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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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SUP 10A.6 FCA governing functions

REC 2.3 Financial resources

SUP 10A.14 Changes to an FCA-approved person's details

COLL 6.2 Dealing

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

LR 8.3 Role of a sponsor: general

MAR 9.3 Notification and information

REC 6.3 Recognition requirements

MAR 8.3 Requirements for benchmark administrators

CASS 11.3 Responsibility for CASS operational oversight

SUP 10C.13 Variation of conditional and time-limited approvals

DEPP 8.2 Use of the own-initiative variation of approval power: general

COND 1.1A Application

LR 17.3 Requirements with continuing application

SUP 11.5 Notifications by firms

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 15.4 Disqualification under section 249 or section 261K

REC 2.5 Systems and controls and conflicts

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SYSC 12.1 Application