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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose