Search Result

241 - 260 of 1583 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service