Search Result

161 - 180 of 1446 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

COND 1.3 General

As Published: 2013

COND 1.3 General

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction