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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

As Published: 2015

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

…

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Similar To

REC 3.14A Operation of a regulated market or MTF

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

REC 3.6 Constitution and governance

DISP App 1.5 Additional considerations

LR 8.3 Role of a sponsor: general

BIPRU 7.10 Use of a Value at Risk Model

SUP 15.4 Notified persons

SUP 15.6 Inaccurate, false or misleading information

LR 10.8 Miscellaneous

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

MCOB 6.4 Mortgages: content of the offer document

MCOB 5.4 Information on regulated mortgage contracts: general

DEPP 6A.1 Introduction

IFPRU 11.7 Notifications

FEES 1.1 Application and Purpose

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SYSC 5.2 Certification regime

SUP 21.1 Form of waiver for energy market participants

FEES App 1.2 Periodic Fees

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable