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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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SUP 15.3 General notification requirements

PR 4.2 Third country issuers

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

PRIN 1.1 Application and purpose

CASS 5.5 Segregation and the operation of client money accounts

EG 19.15 The conduct of investigations under the Money Laundering Regulations

SUP 15.13 Notification by CBTL firms

REC 6.7 Notification rules for overseas recognised bodies

LR 5.5 Miscellaneous

SYSC 4.2 Persons who effectively direct the business

SUP 3.4 Auditors' qualifications

PR 5.3 Certificate of approval

COCON 1.1 Application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy