Search Result

81 - 100 of 1450 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor