Search Result

81 - 100 of 1032 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

COBS 3.4 Retail clients

As Published: 2007

COBS 3.4 Retail clients

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 19.6 Restriction on charges in qualifying schemes

As Published: 2015

COBS 19.6 Restriction on charges in qualifying schemes

COBS 19.5 Independent governance committees (IGCs)

As Published: 2015

COBS 19.5 Independent governance committees (IGCs)