Search Result

721 - 740 of 1422 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

FEES 10.3 Late payments and recovery of unpaid levies

As Published: 2015

FEES 10.3 Late payments and recovery of unpaid levies

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

CONC 7.13 Data accuracy and outsourced activities

As Published: 2015

CONC 7.13 Data accuracy and outsourced activities

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman