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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

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CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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