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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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SUP 6.5 Ending authorisation

DISP App 1.5 Additional considerations

PERG 7.1 Application and purpose

PERG 13.2 General

CASS 6.6 Records, accounts and reconciliations

BIPRU 5.4 Financial collateral

COBS 20.2 Treating with-profits policyholders fairly

COLL 6.10 Senior personnel responsibilities

COLL 6.8 Income: accounting, allocation and distribution

SUP 14.3 Changes to cross border services

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

DISP 1.3 Complaints handling rules

ICOBS 1.1 The general application rule

PERG 15.2 General

PR 2.4 Incorporation by reference

PERG 8.26 The investment must be a particular investment

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 19.7 The Open-Ended Investment Companies Regulations 2001

BIPRU 7.10 Use of a Value at Risk Model

SUP 16.9 Appointed representatives annual report