Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 9.4 Prohibition orders against exempt persons and members of professional firms

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

PERG 12.5 Financial promotion issues

SUP 11.8 Changes in the circumstances of existing controllers

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

SUP 13A.7 Top-up permission

SUP 13.2 Introduction

REC 1.1 Application

SUP 3.2 Purpose

EG 7.2 Alternatives to sanctions

PERG 8.20 Additional restriction on the promotion of collective investment schemes

EG 11.3 The FCA’s choice of powers

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 5.3 Contracts of insurance

DEPP 1.1 Application and Purpose

MAR 4.3 Support of the Takeover Panel's Functions

PERG 8.5 In the course of business

SUP 11.7 Acquisition or increase of control: assessment process and criteria

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 12.3 EEA UCITS management companies