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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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Similar To

FEES 7.2 The CFEB levy

APER 1.2 Purpose

EG 10.4 Other relevant powers

PR 1.2 Requirement for a prospectus and exemptions

PRIN 3.4 General

SUP 8.2 Introduction

LR 4.2 Contents and format of listing particulars

PR 3.4 Supplementary prospectus

EG 8.1 Introduction

EG 4.9 Involvement of FCA supervisors during the investigation phase

PERG 13.7 The territorial application of MiFID

PERG 8.6 Communicate

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy