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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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COND 1.3 General

As Published: 2013

COND 1.3 General

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ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

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DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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