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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

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PERG 16.6 Exclusions

PERG 8.5 In the course of business

FIT 2.1 Honesty, integrity and reputation

LR 13.5 Financial information in Class 1 Circulars

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

LR 13.8 Other circulars

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

SUP 15.11 Notification of COCON breaches and disciplinary action

CREDS 10.1 Application and purpose

GEN 4.3 Letter disclosure

COBS 20.2 Treating with-profits policyholders fairly

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 6.2 Introduction

LR 9.5 Transactions

MCOB 5.4 Information on regulated mortgage contracts: general

PERG 12.2 Establishing, operating or winding up a personal pension scheme

COCON 1.2 Investments

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

PERG 15.2 General

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment