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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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MAR 5.4 Finalisation of transactions

MAR 10.4 Position reporting

MAR 5.3 Trading process requirements

REC 2.16A Operation of a multilateral trading facility

SUP App 3.6 Freedom to provide services

MAR 10.2 Position limit requirements

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

REC 2.5 Systems and controls and conflicts

MAR 1.3 Insider dealing

PERG 13.7 The territorial application of MiFID

REC 3.15 Suspension of services and inability to operate facilities

COBS 11.2 Best execution

REC 2.1 Introduction

SYSC 5.1 Skills, knowledge and expertise

SUP 17A.2 Connectivity with FCA systems

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

REC 3.14 Products, services and normal hours of operation

COBS 11.3 Client order handling

MAR 9.5 Frequently Asked Questions

SUP App 3.3 Background