Search Result

141 - 160 of 1242 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

COND 1.3 General

As Published: 2013

COND 1.3 General

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

IFPRU 6.3 Expectations relating to internal models

As Published: 2014

IFPRU 6.3 Expectations relating to internal models

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations