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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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