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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

DTR 3.1

As Published: 2005

DTR 3.1

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

DTR 2.6 Control of inside information

As Published: 2016

DTR 2.6 Control of inside information

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions