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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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Similar To

COLL 12.1 Introduction

SYSC 19B.1 Application

COLL 5.1 Introduction

COLL 13.2 Operational requirements for feeder NURS

MAR 8.3 Requirements for benchmark administrators

CASS 7.11 Treatment of client money

PERG 8.28 Advice or information

LR 5.4A Transfer between listing categories: Equity shares

SUP 4.3 Appointment of actuaries

PERG 9.6 The investment condition (section 236(3) of the Act): general

COBS 20.2 Treating with-profits policyholders fairly

LR 5.2 Cancelling listing

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

ICOBS 6.1 General

LR 8.3 Role of a sponsor: general

SYSC 5.1 Skills, knowledge and expertise

LR 18.2 Requirements for listing

PR 5.5 Persons responsible for a prospectus

LR 3.3 Shares

FEES 1.1 Application and Purpose