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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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BIPRU 4.7 The IRB approach: Equity exposures

MCOB 10.3 Formula and assumptions for calculating the APR

CONC App 1.2 Total charge for credit rules for other agreements

CONC 6.2 Assessment of creditworthiness: during agreement

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

REC 6.3 Recognition requirements

BIPRU 7.4 Commodity PRR

COBS 8.1 Client agreements: designated investment business

DTR 5.4 Aggregation of managed holdings

SYSC 18.1 Application and purpose

EG 19.9 Electronic commerce activity directions: the FCA’s policy

CONC 4.2 Pre-contract disclosure and adequate explanations

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

CASS 11.10 Payments to creditors

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

EG 2.11 Senior management responsibility

REC 3.9 Fees and incentive schemes

CASS 1A.3 Responsibility for CASS operational oversight

EG 12.1 The FCA’s general approach

MCOB 9.1 Application