Search Result

701 - 720 of 1755 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2014

DTR 1C.2 Modifying rules and consulting the FCA

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

IFPRU 10.3 Countercyclical capital buffer

As Published: 2014

IFPRU 10.3 Countercyclical capital buffer

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COBS 19.7 Retirement risk warnings

As Published: 2015

COBS 19.7 Retirement risk warnings

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification