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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

EG 6.7 Behaviour in the context of takeover bid

As Published: 2016

EG 6.7 Behaviour in the context of takeover bid

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose