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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

IPRU-INV 9 App 1 Interpretation

As Published: 2015

IPRU-INV 9 App 1 Interpretation

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision