Search Result

621 - 640 of 1296 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2.1A Regulated mortgage contracts: guidance on the meaning of “payment shortfall”

As Published: 2016

MCOB 2.1A Regulated mortgage contracts: guidance on the meaning of “payment shortfall”

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses